Chief Compliance Officer (CCO) - Broker-Dealer and Transfer Agent
RemoteSenior Level
Officially published on: 10/29/2025
Role Activities
- Develop policies
- Monitor changes
- Oversee AML
Requirements Summary
5+ years compliance in financial services with broker-dealer exposure; FINRA licenses (Series 7, 24; Series 63 preferred); SEC/FINRA rules knowledge; strong leadership and regulatory liaison skills.
Other Requirements
Year of Experience Required:5
Working Language:English
Company Info
Plume Network
Plume Networks is a developer of a blockchain platform for onboarding and managing diverse real-world assets. With 180+ projects on its private devnet, it provides an end-to-end tokenization engine and a network of financial infrastructure partners to simplify asset onboarding and enable seamless DeFi integration for RWAs.
Founded in:2023
Number of Employees:30
Industry
Digital Currencies CompaniesFinancial Technology CompaniesFinancial Services Companies
Activities
- blockchain services
- cryptocurrency
- information technology
- blockchain
- it infrastructure
Original Job Info